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(Composite chordophone sounded by the bare fingers)
Classical antiquity (early lutes)Middle Ages (modern lutes)
(Composite chordophone sounded by the bare fingers)
Classical antiquity (early lutes)Middle Ages (modern lutes)
Lute can refer generally to any string instrument having the strings running in a plane parallel to the sound table (in the Hornbostel–Sachs system), more specifically to any plucked string instrument with a neck (either fretted or unfretted) and a deep round back, or more specifically to an instrument from the family of European lutes.
The European lute and the modern Near-Eastern oud descend from a common ancestor via diverging evolutionary paths. The lute is used in a great variety of instrumental music from the Medieval to the late Baroque eras and was the most important instrument for secular music in the Renaissance. It is also an accompanying instrument, especially in vocal works, often realizing a basso continuo or playing a written-out accompaniment. The player of a lute is called a lutenist, lutanist, "lewtist" or lutist, and a maker of lutes (or any string instrument) is referred to as a luthier.
The words "lute" and "oud" derive from Arabic al-ʿud (العود - literally means "the wood"). Recent research by Eckhard Neubauer suggests ʿud may in turn be an Arabized version of the Persian name rud, which meant "string", "stringed instrument", or "lute". It has equally been suggested the "wood" in the name may have distinguished the instrument by its wooden soundboard from skin-faced predecessors. Gianfranco Lotti suggests the "wood" appellation originally carried derogatory connotations because of proscriptions of all instrumental music in early Islam.
Lutes are made almost entirely of wood. The soundboard is a teardrop-shaped thin flat plate of resonant wood (typically spruce). In all lutes the soundboard has a single (sometimes triple) decorated sound hole under the strings called the rose. The sound hole is not open, but rather covered with a grille in the form of an intertwining vine or a decorative knot, carved directly out of the wood of the soundboard.
The back or the shell is assembled from thin strips of hardwood (maple, cherry, ebony, rosewood, gran, wood and/or other tonewoods) called ribs, joined (with glue) edge to edge to form a deep rounded body for the instrument. There are braces inside on the soundboard to give it strength; see the photo among the external links below.
The neck is made of light wood, with a veneer of hardwood (usually ebony) to provide durability for the fretboard beneath the strings. Unlike most modern stringed instruments, the lute's fretboard is mounted flush with the top. The pegbox for lutes before the Baroque era was angled back from the neck at almost 90° (see image), presumably to help hold the low-tension strings firmly against the nut, which is not traditionally glued in place, but is held in place by string pressure only. The tuning pegs are simple pegs of hardwood, somewhat tapered, that are held in place by friction in holes drilled through the pegbox.
As with other instruments that use friction pegs, the wood for the pegs is crucial. As the wood suffers dimensional changes through age and loss of humidity, it must retain a reasonably circular cross-section to function properly—as there are no gears or other mechanical aids for tuning the instrument. Often pegs were made from suitable fruitwoods such as European pearwood, or equally dimensionally stable analogues. Matheson, ca 1720, said, "If a lute-player has lived eighty years, he has surely spent sixty years tuning."
The geometry of the lute belly is relatively complex, involving a system of barring in which braces are placed perpendicular to the strings at specific lengths along the overall length of the belly, the ends of which are angled quite precisely to abut the ribs on either side for structural reasons. Robert Lundberg, in his book "Historical Lute Construction", suggests ancient builders placed bars according to whole-number ratios of the scale length and belly length. He further suggests the inward bend of the soundboard (the "belly scoop") is a deliberate adaptation by ancient builders to afford the lutenist's right hand more space between the strings and soundboard.
Belly thickness varies, but generally hovers between 1.5 and 2 millimeters. Some luthiers tune the belly as they build, removing mass and adapting bracing to produce desirable sonic results. The lute belly is almost never finished, but in some cases the luthier may size the top with a very thin coat of shellac or glair to help keep it clean. The belly joins directly to the rib, without a lining glued to the sides, and a cap and counter cap are glued to the inside and outside of the bottom end of the bowl to provide rigidity and increased gluing surface.
After joining the top to the sides, a half-binding is usually installed around the edge of the belly. The half-binding is approximately half the thickness of the belly and is usually made of a contrasting color wood. The rebate for the half-binding must be extremely precise to avoid compromising structural integrity.
The bridge, sometimes made of a fruitwood, is attached to the soundboard typically at 1/5 to 1/7 the belly length. It does not have a separate saddle but has holes bored into it to which the strings attach directly. The bridge is made so that it tapers in height and length, with the small end holding the trebles and the higher and wider end carrying the basses. Bridges are often colored black with carbon black in a binder, often shellac and often have inscribed decoration. The scrolls or other decoration on the ends of lute bridges are integral to the bridge, and are not added afterwards as on some Renaissance guitars (cf Joachim Tielke's guitars).
The frets are made of loops of gut tied around the neck. They fray with use, and must be replaced from time to time. A few additional partial frets of wood are usually glued to the body of the instrument, to allow stopping the highest-pitched courses up to a full octave higher than the open string, though these are regarded anachronistic by some (though John Dowland and Thomas Robinson describe the practice of gluing wooden frets onto the soundboard). Given the choice between nylon and gut, many luthiers prefer to use gut, as it conforms more readily to the sharp angle at the edge of the fingerboard.
Strings were historically made of animal gut, usually from the small intestine of sheep (sometimes in combination with metal) and are still made of gut or a synthetic substitute, with metal windings on the lower-pitched strings. Modern manufacturers make both gut and nylon strings, and both are in common use. Gut is more authentic for playing period pieces, though unfortunately it is also more susceptible to irregularity and pitch instability due to changes in humidity. Nylon offers greater tuning stability, but is seen as anachronistic by purists, as its timbre differs from the sound of earlier gut strings. Such concerns are moot when more recent compositions for the lute are performed.
Of note are the catlines used as basses on historical instruments. Catlines are several gut strings wound together and soaked in heavy metal solutions to increase the string mass. Catlines can be quite large in diameter compared to wound nylon strings of the same pitch. They produce a bass that differs somewhat in timbre from nylon basses.
The lute's strings are arranged in courses, of two strings each, though the highest-pitched course usually consists of only a single string, called the chanterelle. In later Baroque lutes two upper courses are single. The courses are numbered sequentially, counting from the highest pitched, so that the chanterelle is the first course, the next pair of strings is the second course, etc. Thus an 8-course Renaissance lute usually has 15 strings, and a 13-course Baroque lute has 24.
The courses are tuned in unison for high and intermediate pitches, but for lower pitches one of the two strings is tuned an octave higher (the course where this split starts changed over the history of the lute). The two strings of a course are virtually always stopped and plucked together, as if a single string—but in rare cases, a piece requires that the two strings of a course be stopped or plucked separately. The tuning of a lute is a complicated issue, described in a section of its own below. The lute's design makes it extremely light for its size.
The origins of the lute are obscure, and organologists disagree about the very definition of a lute. The highly influential organologist Curt Sachs distinguished between the "long-necked lute" (Langhalslaute) and the short-necked variety: both referred to chordophones with a neck as distinguished from harps and psalteries. Smith and others argue the long-necked variety should not be called lute at all because it existed for at least a millennium before the appearance of the short-necked instrument that eventually evolved into what is now known as the lute. The long-necked variety also was never called a lute before the twentieth century.
Various types of necked chordophones were in use in ancient Greek, Egyptian (in the Middle Kingdom), Iranian (Elamite and others), Hittite, Roman, Bulgar, Turkic, Indian, Chinese, Armenian/Cilician cultures. The lute developed its familiar forms as Barbat in Persia, Armenia, and Byzantium beginning in the early seventh century. These instruments often had bodies covered with animal skin, and it is unknown exactly when it became replaced with a wooden soundboard.
As early as the sixth century, the Bulgars brought the short-necked variety of the instrument called Komuz to the Balkans. In the ninth century, Moors also brought the oud to Spain. The long-necked Pandura had previously been a quite common variety of the lute in the Mediterranean. The quitra did not become extinct, however, but continued its evolution. Besides the still surviving kuitra of Algiers and Morocco, its descendants include the chitarra Italiana, chitarrone and colascione.
In about the year 1500 many Spanish, Catalan and Portuguese lutenists adopted vihuela de mano, a viol-shaped instrument tuned like the lute, but both instruments continued in coexistence. This instrument also found its way to parts of Italy that were under Spanish domination (especially Sicily and the papal states under the Borgia pope Alexander VI who brought many Catalan musicians to Italy), where it was known as the viola da mano.
Another important point of transfer of the lute from Arabian to European culture might have been in Sicily, where it was brought either by Byzantine or later by Saracen musicians. There were singer-lutenists at the court in Palermo following the Norman conquest of the island, and the lute is depicted extensively in the ceiling paintings in the Palermo’s royal Cappella Palatina, dedicated by the Norman King Roger II in 1140. By the fourteenth century, lutes had disseminated throughout Italy and, probably because of the cultural influence of the Hohenstaufen kings and emperor, based in Palermo, the lute had also made significant inroads into the German-speaking lands.
Medieval lutes were 4- or 5-course instruments, plucked using a quill as a plectrum. There were several sizes, and by the end of the Renaissance, seven different sizes (up to the great octave bass) are documented. Song accompaniment was probably the lute's primary function in the Middle Ages, but very little music securely attributable to the lute survives from the era before 1500. Medieval and early-Renaissance song accompaniments were probably mostly improvised, hence the lack of written records.
In the last few decades of the fifteenth century, to play Renaissance polyphony on a single instrument, lutenists gradually abandoned the quill in favor of plucking the instrument with the fingertips. The number of courses grew to six and beyond. The lute was the premier solo instrument of the sixteenth century, but continued to accompany singers as well.
By the end of the Renaissance the number of courses had grown to ten, and during the Baroque era the number continued to grow until it reached 14 (and occasionally as many as 19). These instruments, with up to 26-35 strings, required innovations in the structure of the lute. At the end of the lute's evolution the archlute, theorbo and torban had long extensions attached to the main tuning head to provide a greater resonating length for the bass strings, and since human fingers are not long enough to stop strings across a neck wide enough to hold 14 courses, the bass strings were placed outside the fretboard, and were played open, i.e., without pressing them against the fingerboard with the left hand.
Over the course of the Baroque era the lute was increasingly relegated to the continuo accompaniment, and was eventually superseded in that role by keyboard instruments. The lute almost fell out of use after 1800. Some sorts of lute were still used for some time in Germany, Sweden, Ukraine.
The lute enjoyed a revival with the awakening of interest in historical music around 1900 and throughout the century. That revival was further boosted by the early music movement in the twentieth century. Important pioneers in lute revival were Julian Bream, Hans Neemann, Walter Gerwig, Suzanne Bloch and Diana Poulton. Lute performances are now not uncommon; there are many professional lutenists, especially in Europe where the most employment is found, and new compositions for the instrument are being produced by composers.
During the early days of the early music movement, many lutes were constructed by available luthiers, whose specialty was often classical guitars. Such lutes were heavily built with construction similar to classical guitars, with fan bracing, heavy tops, fixed frets, and lined sides, all of which are anachronistic to historical lutes. As lutherie scholarship increased, makers began constructing instruments based on historical models, which have proven lighter and more responsive instruments.
Lutes built at present are invariably replicas or near copies of those surviving historical instruments that are in museums or private collections. They are exclusively custom-built or must be bought second hand in a very limited market. As a result, lutes are generally more expensive than mass-produced modern instruments such as the guitar, though not nearly as expensive as the violin. Unlike in the past there are many types of lutes encountered today: 5-course medieval lutes, renaissance lutes of 6 to 10 courses in many pitches for solo and ensemble performance of Renaissance works, the archlute of Baroque works, 11-course lutes in d-minor tuning for 17th-century French, German and Czech music, 13/14-course d-minor tuned German Baroque Lutes for later High Baroque and Classical music, theorbo for basso continuo parts in Baroque ensembles, gallichons/mandoras, bandoras, orpharions and others.
Lutenistic practice has reached considerable heights in recent years, thanks to a growing number of world-class lutenists: Hopkinson Smith, Paul O'Dette, Miguel Yisrael, Andreas Martin, Robert Barto, Eduardo Egüez, Edin Karamazov, Nigel North, Christopher Wilson, Luca Pianca, Ben Salfield, Yasunori Imamura, Jozef van Wissem, Anthony Bailes, Peter Croton, Xavier Diaz-Latorre. Singer-songwriter Sting has also played lute and archlute, in and out of his collaborations with Edin Karamazov, and Jan Akkerman released two albums of lute music in the 1970s while he was a guitarist in the Dutch rock band Focus. Lutenist/ Composer Jozef van Wissem composed lute music and vocals for the Sims Medieval video game.
Lutes were in widespread use in Europe at least since the 13th century, and documents mention numerous early performers and composers. However, the earliest surviving lute music dates from the late 15th century. Lute music flourished during the 16th and 17th centuries: numerous composers published collections of their music, and modern scholars have uncovered a vast number of manuscripts from the era—however, much of the music is still lost. In the second half of the 17th century lutes, vihuelas and similar instruments started losing popularity, and almost no music had been written for the instrument after 1750. The interest in lute music was revived only in the second half of the 20th century.
Improvisation was, apparently, an important aspect of lute performance, so much of the repertoire was probably never written down. Furthermore, it was only around 1500 that lute players began to transition from plectrum to plucking. That change facilitated complex polyphony, which required that they develop notation. In the next hundred years, three schools of tablature notation gradually developed: Italian (also used in Spain), German, and French. Only the last survived into the late 17th century. The earliest known tablatures are for a six-stringed instrument, though evidence of earlier four- and five-stringed lutes exists. Tablature notation depends on the actual instrument the music is written for. To read it, a musician must know the instrument's tuning, number of strings, etc.
Renaissance and Baroque forms of lute music are similar to keyboard music of the periods. Intabulations of vocal works were very common, as well as various dances, some of which disappeared during the 17th century, such as the piva and the saltarello. The advent of polyphony brought about fantasias: complex, intricate pieces with much use of imitative counterpoint. The improvisatory element, present to some degree in most lute pieces, is particularly evident in the early ricercares (not imitative as their later namesakes, but completely free), as well as in numerous preludial forms: preludes, tastar de corde ("testing the strings"), etc. During the 17th century keyboard and lute music went hand in hand, and by 1700 lutenists were writing suites of dances quite akin to those of keyboard composers. The lute was also used throughout its history as an ensemble instrument—most frequently in songs for voice and lute, which were particularly popular in Italy (see frottola) and England.
The earliest surviving lute music is Italian, from a late 15th-century manuscript. The early 16th century saw Petrucci's publications of lute music by Francesco Spinacino (fl. 1507) and Joan Ambrosio Dalza (fl. 1508); together with the so-called Capirola Lutebook, these represent the earliest stage of written lute music in Italy. The leader of the next generation of Italian lutenists, Francesco Canova da Milano (1497–1543), is now acknowledged as one of the most famous lute composers in history. The bigger part of his output consists of pieces called fantasias or ricercares, in which he makes extensive use of imitation and sequence, expanding the scope of lute polyphony. In the early 17th century Johannes Hieronymus Kapsberger (c.1580–1651) and Alessandro Piccinini (1566–1638) revolutionized the instrument's technique and Kapsberger, possibly, influenced the keyboard music of Frescobaldi.
French written lute music began, as far as we know, with Pierre Attaingnant's (c.1494–c.1551) prints, which comprised preludes, dances and intabulations. Particularly important was the Italian composer Albert de Rippe (1500–1551), who worked in France and composed polyphonic fantasias of considerable complexity. His work was published posthumously by his pupil, Guillaume de Morlaye (born c.1510), who, however, did not pick up the complex polyphony of de Rippe. French lute music declined during the second part of the 16th century; however, various changes to the instrument (the increase of diapason strings, new tunings, etc.) prompted an important change in style that led, during the early Baroque, to the celebrated style brisé: broken, arpeggiated textures that influenced Johann Jakob Froberger's suites. The French Baroque school is exemplified by composers such as Ennemond Gaultier (1575–1651), Denis Gaultier (1597/1603–1672), François Dufaut (before 1604–before 1672) and many others. The last stage of French lute music is exemplified by Robert de Visée (c.1655–1732/3), whose suites exploit the instrument's possibilities to the fullest.
The history of German written lute music started with Arnolt Schlick (c.1460–after 1521), who, in 1513, published a collection of pieces that included 14 voice and lute songs, and three solo lute pieces, alongside organ works. He was not the first important German lutenist, because contemporaries credited Conrad Paumann (c. 1410–1473) with the invention of German lute tablature, though this claim remains unproven, and no lute works by Paumann survive.
After Schlick, a string of composers developed German lute music: Hans Judenkünig (c.1445–50–1526), the Neusidler family (particularly Hans Neusidler (c.1508/9–1563)) and others. During the second half of the 16th century, German tablature and German repertoire were gradually replaced by Italian and French tablature and international repertoire, respectively, and the Thirty Years War (1618–48) effectively stopped publications for half a century. German lute music was revived much later by composers such as Esaias Reusner (fl. 1670), however, a distinctly German style came only after 1700 in the works of Silvius Leopold Weiss (1686–1750), one of the greatest lute composers, some of whose works were transcribed for keyboard by none other than Johann Sebastian Bach (1685–1750), who composed a few pieces for the lute himself (though it is unclear whether they were really intended for the lute, rather than another plucked string instrument or the lautenwerk).
Of other European countries, particularly important are England and Spain. English written lute music only began around 1540, however, the country produced numerous lutenists, of which John Dowland (1563–1626) is perhaps the most famous. His influence spread very far: variations on his themes were written by keyboard composers in Germany decades after his death. Dowland's predecessors and colleagues, such as Anthony Holborne (c. 1545–1602) and Daniel Bacheler (1572–1619), were less known. Spanish composers wrote mostly for the vihuela; their main genres were polyphonic fantasias and differencias (variations). Luys Milan (c.1500–after 1560) and Luys de Narváez (fl. 1526–49) were particularly important for their contributions to the development of lute polyphony in Spain. Finally, perhaps the most influential European lute composer was the Hungarian Bálint Bakfark (c.1526–30–1576), whose contrapuntal fantasias were much more difficult and tighter than those of his Western European contemporaries.
The revival of lute-playing in the 20th century has its roots in the pioneering work of Arnold Dolmetsch (1858–1940); whose research into early music and instruments started the movement for authenticity. The revival of the lute gave composers an opportunity to create new works for it. One of the first such composers was Johann Nepomuk David in Germany. Composer Vladimir Vavilov was a pioneer of the lute revival in the USSR, also the author of numerous musical hoaxes. Sandor Kallos, Toyohiko Satoh applied modernist idiom to the lute, Elena Kats-Chernin, Jozef van Wissem and Alexandre Danilevsky minimalist and post-minimalist idiom, Roman Turovsky-Savchuk, Paulo Galvão, Robert MacKillop historicist idiom, and Ronn McFarlane New Age. This active movement by early music specialists has inspired composers in different fields; for example, in 1980, Akira Ifukube, a classical and film composer best known for the Godzilla's theme, wrote the Fantasia for Baroque Lute with the historical tablature notation, rather than the modern staff one.
Lutes were made in a large variety of sizes, with varying numbers of strings/courses, and with no permanent standard for tuning. However, the following seems to have been generally true of the Renaissance lute: A 6-course Renaissance tenor lute would be tuned to the same intervals as a tenor viol, with intervals of a perfect fourth between all the courses except the 3rd and 4th, which differed only by a major third. The tenor lute was usually tuned nominally "in g" (there was no pitch standard before the 20th century), named after the pitch of the highest course, yielding the pattern [(G'G) (Cc) (FF) (AA) (dd) (g)] from the lowest course to the highest. (Much renaissance lute music can be played on a guitar by tuning the guitar's third string down by a half tone.)
For lutes with more than six courses the extra courses would be added on the low end. Because of the large number of strings, lutes have very wide necks, and it is difficult to stop strings beyond the sixth course, so additional courses were usually tuned to pitches useful as bass notes rather than continuing the regular pattern of fourths, and these lower courses are most often played without stopping. Thus an 8-course tenor Renaissance lute would be tuned to [(D'D) (F'F) (G'G) (Cc) (FF) (AA) (dd) (g)], and a 10-course to [(C'C) (D'D) (E♭'E♭) (F'F) (G'G) (Cc) (FF) (AA) (dd) (g)].
However, none of these patterns were de rigueur, and a modern lutenist occasionally retunes one or more courses between pieces. Manuscripts bear instructions for the player, e.g., 7e choeur en fa = "seventh course in fa" (= F in the standard C scale).
The first part of the seventeenth century was a period of considerable diversity in the tuning of the lute, particularly in France. However, by around 1670 the scheme known today as the "Baroque" or "d-minor" tuning became the norm, at least in France and in northern and central Europe. In this case the first six courses outline a d-minor triad, and an additional five to seven courses are tuned generally scalewise below them. Thus the 13-course lute played by  Weiss would have been tuned [(A"A') (B"B') (C'C) (D'D) (E'E) (F'F) (G'G) (A'A') (DD) (FF) (AA) (d) (f)], or with sharps or flats on the lower 7 courses appropriate to the key of the piece.
Modern lutenists tune to a variety of pitch standards, ranging from A = 392 to 470 Hz, depending on the type of instrument they are playing, the repertory, the pitch of other instruments in an ensemble and other performing expediencies. No attempt at a universal pitch standard existed during the period of the lute's historical popularity. The standards varied over time and from place to place.
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