Full Faith and Credit Clause

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Article IV, Section 1 of the United States Constitution, known as the "Full Faith and Credit Clause", addresses the duties that states within the United States have to respect the "public acts, records, and judicial proceedings of every other state." According to the Supreme Court, there is a difference between the credit owed to laws (i.e. legislative measures and common law) as compared to the credit owed to judgments.[1] Judgments are generally entitled to greater respect than laws, in other states.[2] At present, it is widely agreed that this Clause of the Constitution has little impact on a court's choice of law decision,[3] although this Clause of the Constitution was once interpreted differently.[4]

Text[edit]

Article IV, Section 1:

Full faith and credit shall be given in each state to the public acts, records, and judicial proceedings of every other state. And the Congress may by general laws prescribe the manner in which such acts, records, and proceedings shall be proved, and the effect thereof.[5]

History before ratification of the Constitution[edit]

A similar clause existed in Article IV of the Articles of Confederation, the predecessor to the U.S. Constitution: "Full faith and credit shall be given in each of these States to the records, acts, and judicial proceedings of the courts and magistrates of every other State."[6] A Pennsylvania court explained in 1786 that this provision in the Articles of Confederation did not direct that "executions might issue in one state upon the judgments given in another", but rather was "chiefly intended to oblige each state to receive the records of another as full evidence of such acts and judicial proceedings."[7]

At the Philadelphia Convention, James Madison said that he wanted to supplement that provision in the Articles of Confederation, to let Congress "provide for the execution of Judgments in other States, under such regulations as might be expedient."[8] By September 1, 1787, negotiations at the Constitutional Convention had led to the following draft which included supplementary language as Madison had requested:[9]

Full faith and credit ought to be given in each state to the public acts, records, and judicial proceedings, of every other state; and the legislature shall, by general laws, prescribe the manner in which such acts, records, and proceedings, shall be proved, and the effect which judgments, obtained in one state, shall have in another.

After several further modifications, the Full Faith and Credit Clause assumed the form in which it remains today. During the ratification process, James Madison remarked further on this subject, in Federalist No. 42. He wrote that the corresponding clause in the Articles of Confederation was "extremely indeterminate, and can be of little importance under any interpretation which it will bear."[10] Of the expanded clause in the Constitution, Madison wrote that it established a power that "may be rendered a very convenient instrument of justice, and be particularly beneficial on the borders of contiguous States."[10]

Interpretation after ratification of the Constitution[edit]

In 1790, shortly after the Constitution had been ratified, Congress took action under the Full Faith and Credit Clause, enacting that "the records and judicial proceedings, authenticated as aforesaid, shall have such faith and credit given to them in every Court within the United States, as they have by law or usage in the Courts of the state from whence the said records are or shall be taken."[11] In 1813, the Supreme Court interpreted this federal statute, in the leading case of Mills v. Duryee.[12] Justice Joseph Story wrote for the Court that it was the federal statute (rather than the constitutional provision) that made records from one state effective in another state:

It is argued, that this act provides only for the admission of such records as evidence, but does not declare the effect of such evidence, when admitted. This argument cannot be supported. The act declares, that the record, duly authenticated, shall have such faith and credit as it has in the state court from whence it is taken. If in such court it has the faith and credit of evidence of the highest nature, viz., record evidence, it must have the same faith and credit in every other court.

Although the Court was engaged in statutory interpretation in Mills, the Court eventually characterized Mills as a constitutional decision, in the 1887 case of Chicago & Alton v. Wiggins.[13] During the following decades and centuries, the Supreme Court has recognized a "public policy exception" to both the Full Faith and Credit Clause and the accompanying federal statute. In 1939, the Court in Pacific Employers Insurance v. Industrial Accident wrote:

[T]here are some limitations upon the extent to which a state may be required by the full faith and credit clause to enforce even the judgment of another state in contravention of its own statutes or policy. See Wisconsin v. Pelican Insurance Co., 127 U.S. 265; Huntington v. Attrill, 146 U.S. 657; Finney v. Guy, 189 U.S. 335; see also Clarke v. Clarke, 178 U.S. 186; Olmsted v. Olmsted, 216 U.S. 386; Hood v. McGehee, 237 U.S. 611; cf. Gasquet v. Fenner, 247 U.S. 16. And in the case of statutes...the full faith and credit clause does not require one state to substitute for its own statute, applicable to persons and events within it, the conflicting statute of another state, even though that statute is of controlling force in the courts of the state of its enactment with respect to the same persons and events.[14]

The Supreme Court continues to apply its public policy exception differently for state judgments as compared to state laws. In the 2003 case of Franchise Tax Board v. Hyatt, the Court reiterated that, "[o]ur precedent differentiates the credit owed to laws (legislative measures and common law) and to judgments."[1]

If the legal pronouncements of one state conflict with the public policy of another state, federal courts in the past have been reluctant to force a state to enforce the pronouncements of another state in contravention of its own public policy. In cases of out-of-state judgments, the Court has stated that there may be exceptions to the enforcement and jurisdiction of out-of-state judgments, but maintains that there is no public policy exception to the Full Faith and Credit Clause for judgments.[15]

Federal statutory law provides that:

Such Acts, records and judicial proceedings or copies thereof, so authenticated, shall have the same full faith and credit in every court within the United States and its Territories and Possessions as they have by law or usage in the courts of such State, Territory or Possession from which they are taken.[16]

Application to family law[edit]

The Full Faith and Credit Clause has been applied to orders of protection, for which the clause was invoked by the Violence Against Women Act, and child support, for which the enforcement of the clause was spelled out in the Federal Full Faith and Credit for Child Support Orders Act (28 U.S.C. § 1738B).

Until the Supreme Court struck down all laws banning interracial marriage in 1967, a number of states banned interracial marriage and did not recognize marriage certificates issued in other states for interracial couples. The full faith and credit clause was never used to force a state to recognize a marriage it did not wish to recognize.[17] However, the existence of a common-law marriage in a sister state (still available in nine states and the District of Columbia) has been recognized in divorce or dissolution of marriage cases.

The clause's application to state-sanctioned same-sex marriages, civil unions, and domestic partnerships is unresolved. Between 1996 and 2004, 39 states passed laws and constitutional amendments that defined marriage as consisting solely of different-sex couples. Most also explicitly prohibited the state from honoring same-sex marriages performed in other states and countries. By October 2014, many of these state laws had been struck down in federal courts, effectively making same-sex marriage legal in 24 states (in CA, CT, IA, IN, MA, NJ, NM, OK, OR, PA, UT, VA, and WI by court decision; in DE, HI, IL, MN, NH, NY, RI and VT by the state legislature; and in ME, MD and WA by popular vote) as well as the District of Columbia. In Kentucky a District Court has held that marriages of same-sex couples from other states must be recognized.[18]

In August 2007, a federal appeals court held that the clause did require Oklahoma to issue a revised birth certificate showing both adoptive parents of a child born in Oklahoma who had been adopted by a same-sex couple married in another state.[19] Another federal appeals court held differently in April 2011 in a Louisiana case, Adar v. Smith.[20]

In 2013, two gay men successfully sued to get their out-of-state marriage recognized in Ohio despite a state ban and they are at the forefront of what supporters and experts believe will be a rush of similar lawsuits. John Arthur of Cincinnati, who was dying of Lou Gehrig's disease, won the right to be listed as married on his death certificate and to have his partner of more than 20 years listed as his surviving spouse. The couple were originally married in Maryland, with federal district Judge Timothy Black ruling their marriage legal in the state of Ohio.[21]

The clause is not applied to prohibited degrees of kinship (including cousin marriage), and couples moving from a state where cousin marriage is allowed to one where it is prohibited or a criminal offense risk loss of benefits or criminal prosecution if moving to another state, although this is rarely enforced or discovered until legal conflicts arise. In order to move to Arizona, llinois, Iowa, Indiana, Utah, or Wisconsin, couples must be sterilized.

Footnotes[edit]

  1. ^ a b Franchise Tax Board v. Hyatt, 538 U.S. 488, 494 (2003), quoting Baker v. General Motors, 522 U. S. 222, 232 (1998).
  2. ^ See Robert Jackson, Full Faith and Credit: The Lawyer's Clause of the Constitution (1945). Originally 45 Colum. L. Rev. 1. Available at http://www.roberthjackson.org/the-man/speeches-articles/speeches/speeches-by-robert-h-jackson/full-faith-and-credit/.
  3. ^ See Allstate v. Hague 449 U.S. 302 (1981) (Plurality and deciding separate concurrence agreeing that full faith and credit and due process require only minimal scrutiny for state court choice of law decision); Robert A. Sedler, Constitutional Limitations on Choice of Law: The Perspective of Constitutional Generalism, 10 Hofstra L. Rev. 59 (1981); Willis L.M. Reese, The Hague Case: An Opportunity Lost, 10 Hofstra L. Rev. 195 (1981); Linda J. Silberman, Can the State of Minnesota Bind the Nation? Federal Choice of Law Constraints After Allstate Insurance Co. v. Hague, 10 Hofstra L. Rev. 103 (1983)
  4. ^ Alaska Packers v. Industrial Accident Commission, 294 U.S. 532 (1935) (holding that full faith and credit may require application of law of the state with the greatest interest in the case); See Reese, Legislative Jurisdiction, 78 Colum. L. Rev. 1587 (1978).
  5. ^ Article IV | LII / Legal Information Institute
  6. ^ Articles of Confederation (1777).
  7. ^ James v. Allen, 1 Dall. (1 U.S.) 188, 191-92 (Pa. 1786).
  8. ^ Records of the Federal Convention, The Founders Constitution.
  9. ^ Debates on the Adoption of the Federal Constitution. 
  10. ^ a b Madison, James. Federalist #42 (1788).
  11. ^ Act of May 26, 1790 titled, "An Act to Prescribe the Mode in Which the Public Acts, Records, and Judicial Proceedings in Each State, Shall Be Authenticated So As to Take Effect in Every Other State." The 1790 act was the progenitor of an act that is codified at 28 U.S.C. § 1738. The current act was amended in 1948 to give state statutes the same interstate effect as state judgments.
  12. ^ Mills v. Duryee, 11 U.S. 481 (1813).
  13. ^ Chicago & Alton v. Wiggins, 119 U.S. 615 (1887): "Without doubt the constitutional requirement (article 4, 1) ... implies that the public acts of every state shall be given the same effect by the courts of another state that they have by law and usage at home. This is clearly the logical result of the principles announced as early as 1813, in Mills v. Duryee, 7 Cranch, 481, and steadily adhered to ever since."
  14. ^ Pacific Employers Ins. Co. v. Industrial Accident Comm'n, 306 U.S. 493, 502 (1939).
  15. ^ Baker v. General Motors, 522 U.S. 222 (1998).
  16. ^ 28 U.S.C. § 1738
  17. ^ Adam Liptak (March 17, 2004). "Bans on Interracial Unions Offer Perspective on Gay Ones". New York Times. 
  18. ^ "Gay marriage coming to the South? Kentucky ruling chips away at ban". Los Angeles Times. Retrieved 16 February 2014. 
  19. ^ Finstuen v. Crutcher, 496 F.3d 1139 (10th Cir. 2007). Retrieved March 17, 2012.
  20. ^ "Gay dads lose appeal in Louisiana birth certificate case". NOLA. April 12, 2011. Retrieved April 13, 2011. 
  21. ^ Jennifer Lai (June 24, 2013). "Ohio Gay Couple Wins Right to Be Buried Together". Slate. 

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